FAQs

What is the difference between a Desk Review and an On-Site Review?

Sep 15, 2020, 00:00 AM
Title : What is the difference between a Desk Review and an On-Site Review?
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A desk review is a compliance review conducted by the Compliance Review analyst from their office. Information can be transferred between the analyst and the agent via phone, email, fax, or postal service. This type of review is better suited for Basic Reviews of agents with minimal policies to review.

An on-site review is a compliance review conducted in the agent’s office.

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  • FAQ Compliance Review